The Iraqi Population
75 percent of the Iraqi people are Arab, 20 percent
are Kurds, while Turkomans, Assyrians, Armenians, Yazidis, Mandwees, Chaldaeans,
and Jews make up the rest.
Majority of Iraqis are Muslims. The Islamic
component, however, is further split into two main sects, Sunni and Shiite, with
the Shiite by far the majority. Because most Iraqi governments did not encourage
birth control and the Shiites have traditionally had the highest birthrate,
their numbers are between 60 and 65 percent of the population. All but a few of
the three million Kurds are Sunni, and thus the Sunni Arabs, who historically
have been the dominant religious and
ethnic group, constitute a deciding minority vis-à-vis the Shiites majority.
The Arabs migrated to Iraq from the Arabian Peninsula
as early as the first century AD and intermarried with the local population, the
descendents of the area’s ancient civilization. Within time, Arabic culture
and language became the predominant elements, incorporating within the Iraqi
social fabric. As for the ancient languages that preexisted in Iraq prior to the
Arab migration, all but for a few continue to exist.
Shiite Muslims hold the fundamental beliefs of the
Sunnis. But, in addition to these tenets, the distinctive institution of Shiites
Islam is the Imamate, a much more exalted position than the Sunni imam, who is
primarily a prayer leader.
The Kurds represent by far the largest non-Arab
ethnic minority in Iraq. They are the overwhelming majority in provinces such as
Sulaymaniyah, Irbil, and Dahuk. The Kurds also live in Kirkuk and Khanaquine,
Iraq's richest oil producing areas. Ranging across northern Iraq, the Kurds are
part of the larger Kurdish population (numbering close to 16 million) that
inhabit the wide arc from eastern Turkey and the northwestern part of Syria
through Soviet Azerbaijan and Iraq to the northwest of the Zagros Mountains in
Iran. Although the largest numbers live in Turkey (approximately 10 million), it
is in Iraq that they are most active politically.
The Yazidis are of Kurdish stock but are
distinguished by their unique religious fusion of elements of paganism,
Zoroastrianism, Christianity, and Islam. They live in small and isolated groups,
mostly in the Sinjar Mountains west of Mosul. They are impoverished cultivators
and herdsmen who have a strictly graded religious-political hierarchy and tend
to maintain a more closed community than other ethnic or religious groups.
The Turkomans, who constitute somewhat less than 2
percent of the population in Iraq, are village dwellers in the northeast living
along the border between the Kurdish and Arab regions. A number of Turkomans
live in the cities of Irbil and Khanaquine, and compose the majority in Kirkuk.
The Turkomans, who speak a Turkish dialect, have preserved their language but
are no longer tribally organized. Most are Sunnis who were brought in by the
Ottomans to repel tribal raids. There are, however, some Shiite Turkomans.
The Assyrians are considered to be the third largest
ethnic minority in Iraq, representing nearly one percent of the population.
Descendants of ancient Mesopotamian peoples, they speak Aramaic. The Assyrians
live mainly in the major cities and in the rural areas of northeastern Iraq
where they tend to be professionals and businessmen or independent farmers. They
are Christians, belonging to one of four churches: the Chaldaean (Uniate),
Jacobite (Syrian Orthodox), Nestorian, and the Syrian Catholic.
Other minorities are the Mandaeans, an ancient
community that lives mostly in villages near the Tigris and the Euphrates
Rivers, working either as fishermen or boat builders. Some Mandaeans moved to
the cities to become goldsmiths and merchants. Predominately they are Baptists,
have their own religious practices, and use Aramaic as a language for religious
communication.
The Armenians migrated to northern Iraq from Armenia
and Anatolia to escape persecution during the Ottoman era. The Jews are ancient
inhabitants of Iraq and there are a few Jews families still living Iraq.
However, many of them had migrated to Israel in 1948 to escape persecution.
The history of Iraq can be divided into four segments: ancient Mesopotamia (6000 BC- 636 AD), the Islamic period (636-WWI), the Western colonialization and the emergence of the modern nation-state of Iraq (WWI-2003), and post-Saddam Iraq (2003-present)
Ancient Mesopotamia
The term Iraq
means “the shore of a great river and the grazing land surrounding it.” It
refers to the great alluvial plain of the two rivers, the Tigris and Euphrates.
The Greeks referred to it as Mesopotamia, meaning “the land between two
rivers.” It was in Mesopotamia that humanity’s first cities were born,
writing began, the first codified legal systems were established, and vital
cultural brew was stirred which Western civilization later emerged.
By 6000 B.C.,
Mesopotamia was settled by migrants from the Turkish and Iranian highland. The
first settled communities relied upon cultivation
and the range of developing technologies that went with it. Mud-brick villages
were built on geographically favored sites.
The common need
to maintain an effective irrigation system led to a degree of social
organization and developing technology. The most successful settlements grew
into sacred cities, such as the Sumerian cities of Eridu, Ur, Uruk, and Nippur
on the central Mesopotamian plain. By about 4000 BC religious commitment was
stimulating innovations in architecture, imaginative methodology and social
organization. The world’s first cities were founded as rich cultural and
political centers where the first loyalty was to the community as a whole and
not to the tribe or clan.
It was in
Mesopotamia that the Sumerians developed the first form of writing (pictograms)
or simplified pictures on clay tablets. From the earliest pictogram writings,
the Sumerians gradually created cuneiform, a way of arranging impressions
stamped on clay by the wedge-like section of a chopped-off reed. Through
writing, the Sumerians were able to pass on complex agricultural techniques to
successive generations. Sumerian writing then was used for centuries as a tool
of commerce, defining contracts or recording shipments and receipts.
Another
important Sumerian legacy was the recording of literature. The most famous
Sumerian epic and the one that has survived is the epic of Gilgamesh. The story
of Gilgamesh, who actually was king of the city-state of Uruk in approximately
2700 B.C., is a moving story of the ruler's deep sorrow at the death of his
friend and of his consequent search for immortality. Other central themes of the
story were a devastating flood and the tenuous nature of man's existence. The
epic of Gilgamesh reflects the intellectual sophistication of the Sumerians, and
it serves as the prototype for all Near Eastern stories.
We can trace
the Sumerian influence on other cultures by learning about the Sumerian
mythology and its continuation within the Greek and the Old Testaments’
narratives. Gilgamesh and other Sumerian works that prefigured biblical tales
and Greek mythology, for example, are depicted as Homer’s Odysseus and the Old
Testament’s Noah and great flood.
In about 1850
BC a Sumerian man called Abram (later Abraham) left his home in Ur, in southern
Iraq and traveled to the land of Canaan, today’s Israel. This figure later
became the father of both the Israelites and the Arabs.
The Sumerians
were pantheistic. Their gods personified local elements and natural forces. In
exchange for sacrifice and adherence to an elaborate ritual, the gods of ancient
Sumer were to provide the individual with security and prosperity. A powerful
priesthood emerged to oversee ritual practices and to intervene with the gods.
Sumerian religious beliefs also had important political aspects. Decisions
relating to land rentals, agricultural questions, trade, commercial relations,
and war were determined by the priesthood because all property belonged to the
gods. The priests ruled from their temples, called ziggurats, which were
essentially artificial mountains of sun baked brick, built with outside
staircases that tapered toward a shrine at the top.
Because the
well-being of the community depended upon close observation of natural
phenomena, scientific activities were occupying much of the priests' time. For
example, the Sumerians believed that a number represented each of the gods. The
number sixty, sacred to the god An, was their basic unit of calculation. The
minutes of an hour and the degrees of a circle were Sumerian concepts. The
Sumerians also knew square roots and cubes and quadratic equations and created
the first accurate calendars and the system of telling time that we use today.
The period from
3360 B.C. to 2400 B.C. witnessed the emergence of kings as a new political
development that replaced the previous priestly rulers and exercised distinct
political rather than religious authority. An important feature of this period
was the emergence of warring Sumerian city-states, which fought for control of
the river valleys in lower Mesopotamia.
The period from
2400 B.C. to 2200 B.C. witnessed the conquering of Sumer by Sargon I, king of
the Semitic city of Akkad in approximately 2334 B.C. Sargon was the world's
first empire-builder, sending his troops as far as Egypt and Ethiopia. He
attempted to establish a unified empire and to end the hostilities among the
city-states. Sargon's rule introduced a new level of political organization that
was characterized by an even more clear-cut separation between religious
authority and secular authority. To ensure his supremacy, Sargon created the
first conscripted army, a development related to the need to mobilize large
numbers of laborers for irrigation and flood-control works.
The military
success of the Akkadians and their king Sargon against the Sumerians led to the
establishment of Babylon as the capital of lower Mesopotamia. Babylon was to
flourish for almost two thousand years from about 2225 BC to its conquest by
Alexander the Great in 331 BC. The biblical scribes of the Old Testament
reckoned that the Euphrates, on which Babylon was sited, ran through the Garden
of Eden.
At the start of
the history of Babylon stood the figure of Hammurabi (2123-2081 BC), a conqueror
and lawgiver who ruled for forty-three years. Hammurabi’s rule encompassed a
huge area covering most of the Tigris-Euphrates river valley from Sumer and the
Persian Gulf in the south to Assyria in the north. Under Hammurabi Iraq was
forced into unity and disciplined by his famous Code.
Hammurabi’s
code was the world’s most comprehensive legal code, which included laws
dealing with farming, the responsibilities of professional men, and the buying
and selling of slaves. The Code, not the earliest to appear in the Near East but
certainly the most complete, dealt also with land tenure, rent, the position of
women, marriage, divorce, inheritance, contracts, control of public order,
administration of justice, and labor conditions. In politics, the code was
evidence of a pronounced separation between religious and secular authority than
had existed in ancient Sumer.
Beginning in
approximately 1600 B.C., Indo-European-speaking tribes invaded and settled in
Iran and Europe. One of these groups was the Hittites that allied themselves
with the Kassites, a people of unknown origins. Together, they conquered and
destroyed Babylon. Hittite power subsequently waned, but, in the first half of
the fourteenth century B.C., the Hittites reemerged, controlling an area that
stretched from the Mediterranean Sea to the Persian Gulf. Their military success
was attributed to their monopoly in iron production and to their use of the
chariot. In the twelfth century B.C., the Hittites were destroyed, and no great
military power occupied Mesopotamia until the rise of Assyria in northern Iraq.
Assyria emerged
as a powerful state near today’s city of Mosul in northern Iraq. The Assyrians
were a Semitic race, at first colonists from Babylonia and its subjects. Later,
around 1300 BC, they rose up and conquered Babylon. The state of Assyria grew
around four cities watered by the Tigris: Ashur, Arbela (Arbil), Kalak (Nimrud),
and Nineveh (Mosul). A famous figure in Assyrian history was King Sargon II
(721-705 BC), who took power via a palace coup d’etat and then consolidated
the conquest of Babylonia.
Esarhaddon
seized the throne in 681 BC and annexed Egypt, rendering Assyria the undisputed
master of a vast empire. His son, Ashurbanipal (669-626 BC), was the last of the
great Assyrian kings. The Babylonian king Nabopolassar (625-604 BC) ended the
Assyrian control of Babylonia and created the Chaldaean empire. When he died his
son Nebuchadnezzar II, the villain of the Old Testament Book of Daniel,
succeeded him.
Nebuchadnezzar
defeated an Egyptian force that was conspiring with the Assyrians, and brought
Israel (after the siege of Jerusalem in 586 BC) and Syria under his control.
Enjoying his protection, Babylonian merchants became in charge of all the trade
in the region. It was during the Chaldaean period that the Hanging Gardens of
Babylon, one of the world’s Seven Wonders were created.
In 538 B.C.
Cyrus the Great of Persia defeated Babylonia and ended 2,000 years of the
Semitic-speaking rule of Mesopotamia. He also ended the Jewish exile and had the
Israelites return home. For the next 1,176 years, the Indo-European people of
Iran ruled Mesopotamia.
Between 520 and
485 B.C., the efficient and innovative Iranian leader, Darius the Great,
reimposed political stability in Babylon and ushered in a period of great
economic prosperity. His greatest achievements were in road building, which
significantly improved communication among the provinces, and in organizing an
efficient bureaucracy. Darius's death in 485 B.C. was followed by a period of
decay that also led to Babylonian rebellion in 482 B.C. The Iranians violently
quelled the uprising, and the repression that followed severely damaged
Babylon's economic infrastructure.
Also during
this period and under the rein of the Achaemenids dynasty in Iran, large numbers
of Iranians were incorporated to Mesopotamia's ethnically diverse population.
The flow of Iranians into Iraq initiated an important demographic trend that
continued throughout much of Iraqi history. Another important effect of Iranian
rule was the disappearance of the Mesopotamian languages and the widespread use
of Aramaic, the official language of the Achaemenids Empire.
By the fourth
century B.C., nearly all of Babylon opposed the Achaemenids. In 331 B.C, when
the Iranian forces stationed in Babylon surrendered to Alexander the Great of
Macedon, all of Babylonia hailed him as a liberator. Alexander quickly won
Babylonian favor when, unlike the Achaemenids, he displayed respect for such
Babylonian traditions as the worship of their chief god, Mardukh. Alexander also
proposed ambitious schemes for Babylon. He planned to establish one of the two
seats of his empire there and to make the Euphrates navigable all the way to the
Persian Gulf, where he planned to build a great port.
Alexander's
grandiose plans, however, never came true. Returning from an expedition to the
Indus River, he died in Babylon, most probably from malaria contracted there at
the age of thirty-two. In the politically chaotic period after Alexander's
death, his generals divided up his empire.
The
Hellenization of the area included the introduction of Western deities, Western
art forms, and Western thought. Business also revived because one of the Greek
trade routes ran through the new cities. Cultural interchange between Greek and
Mesopotamian scholars was responsible for the saving of many Mesopotamian
scientific, especially astronomical texts.
In 126 B.C.,
the Parthians, an intelligent, nomadic people who had migrated from the steppes
of Turkistan to northeastern Iran, captured the Tigris-Euphrates river valley.
Having previously conquered Iran, the Parthians were able to control all trade
routs between the East and the Greco-Roman world. For the most part, they chose
to retain existing social institutions and to live in cities that already
existed. Mesopotamia was immeasurably enriched and the population was enormously
enlarged, chiefly by Arabs, Iranians, and Aramaeans. With the exception of a
short period of Roman occupation under Trajan (A.D. 98- 117) and Septimius
Severus (A.D. 193-211), the Parthians ruled until a new force of native Iranian
rulers, the Sassanids, conquering the region in A.D. 227.
The Sassanid
occupation of Mesopotamia lasted until A.D. 636. For the most part, they
neglected Mesopotamia, especially the canals and irrigation ditches vital for
agriculture. Such neglect allowed the rivers to flood, and parts of the land had
become sterile. By the time their empire fell to the Muslim Arab warriors,
Mesopotamia was in ruins, and Sumero-Akkadian civilization was entirely
extinguished.
The Arab Conquest and the Islamic Period
The appearance of the word Arab for the first time was on an inscription of the Assyrian king Shalmaneser III who in 853 BC defeated an alliance of states in which King Ahab of Israel was supported by Jundibu the Arab by providing him with camels. Thereafter many Assyrians and Babylonian inscriptions referred to the nomadic people of the desert as Aribi or Arabu. The Arabs themselves first used the term in an inscription in the Nabataean script that records the deeds of a certain Arabian ruler.
An important
figure in Arabian society that established the foundations for a powerful
Islamic empire was the Prophet Mohammad. Events in Arabia changed rapidly and
dramatically when Mohammad began gathering adherents for his monotheistic faith
to convert Arabia to Islam.
Islamic forays
into Iraq began during the reign of Mohammad’s first successor, Abu Bakr. In
634 an army of 18,000 Arab tribesmen reached the perimeter of the Euphrates
delta. Abu Bakr died in 634 and was succeeded by another friend of Mohammad,
Omar, who continued the military campaign in Iraq. In May 636 at Qadassiyah, a
village south on the Euphrates in southern Iraq, the Arabs engaged the Iranians
and soundly defeating their army. From Qadassiyah, the Arabs pushed on to the
Sassanid capital at Ctesiphon, toppled the Sassanid Empire, and Iraq became part
of the Islamic empire.
The Islamic
conquest was made easier because both the Byzantine Empire and the Sassanid
Empire were culturally and socially bankrupt. The native populations had little
to lose by cooperating with the conquering power.
Omar ordered
the founding of two garrisoned cities to protect the newly conquered territory:
Kufa, named as the capital of Iraq, and Basra, which was also to be a port. Omar
also organized the administration of the conquered Iranian lands. The Arabic
language replaced Persian as the official language, and it slowly filtered into
common usage. Iraqis then intermarried with Arabs and converted to Islam. Some
of the Iraqi tribes who previously converted to Judaism or Christianity,
continued with their faith.
The most
critical problem that faced the young Islamic community revolved around the
succession of Omar’s successor and Islam’s third caliph, Othman, who
encountered opposition during and after his election to the caliphate. Ali, the
Prophet Muhammad's cousin and son-in-law (by virtue of his marrying the Prophet
daughter, Fatima), had been the other contender. Economics was the key factor
for most of the members of the opposition, but this, too, acquired religious
overtone.
Groups of
malcontents left Iraq and Egypt to seek redress at Medina, the Muslim capital in
the Hijaz. Othman promised reforms, but on their return journey the rebels
intercepted a message to the governor of Egypt commanding that they be punished.
In response, the rebels besieged Othman in his home in Medina, eventually
slaying him. Ali, who had not taken part in the siege, was chosen as the fourth
Caliph. Ali then moved his capital to Kufa in Iraq.
Maawiya, a kinsman
of Othman and the governor of Syria, refused to recognize Ali, and he demanded
the right to avenge his relative's death. While praying in a mosque at Kufah, Ali was murdered
in 661. The ambitious Maawiya induced Ali's eldest son, Hassan, to renounce
his claim to the caliphate. Hassan died shortly thereafter when he was poisoned.
Subsequently,
Maawiya was declared caliph. Thus began the Umayyad Dynasty, which had its
capital at Damascus. Yazeed, Maawiya's son and his successor in 680, was unable
to contain the opposition that his strong father had vigorously quelled.
Hussein, Ali's second son, refused to pay homage to Yazeed and led the Shiites,
mostly Iraqis, in a revolt against the Umayyad Empire. At Karbala, in Iraq,
Hussein was killed on the tenth of the lunar month of Muharram (October 10, 680)
by a force of nearly 4,000 Umayyad troops. This date continues to be observed as
a day of mourning for all Shiites. Ali's burial place at Najaf and Hussein’s
at Karbala in southern Iraq are holy places of pilgrimage for Shiites, many of
whom feel that a pilgrimage to both sites is equal to a pilgrimage to Mecca.
The transfer of
power after Ali’s death from Iraq to Damascus in Syria aroused envy among
Iraqis. The desire to regain preeminence prompted numerous rebellions in Iraq
against Umayyad rule.
In 747, another rebellion that was led by the descendents of Abbas, the
Prophet’s uncle, was able to topple the Umayyads and conqure Iraq. In 750, the
head of the victorious rebellion, Abu al-Abbas, moved to Kufa and established
the Abbasid Dynasty. The Abbasids presented themselves to the Iraqi people as
divine-right rulers who would initiate a new era of justice and prosperity.
During the
reign of the Abbasids’ second caliph, al-Mansur, Baghdad was built. And during
the Abbasid’s fifth caliph, al-Rashid, and the seventh caliph, al-Mamoon,
Baghdad became the center of a global power where Arab and Iranian cultures
mingled to produce a blaze of philosophical, scientific, and literary glory.
This era is remembered throughout the Arab world as the pinnacle of Islamic
past.
However, the
Sunni-Shiites split had weakened the effectiveness of the empire and its Islamic
religion as a single unifying force and as a sanction for a single political
authority. Although the intermingling of various linguistic and cultural groups
contributed greatly to the enrichment of Islamic civilization, it also was a
source of great tension and contributed to the decay of Abbasid power.
In 869, the
Shiites’ Twelfth Imam was born. Because his followers feared he might be
assassinated by the Abbasid caliph, the Twelfth Imam was hidden from public view
and was seen only by a few of his closest deputies, until he disappeared in
about 939. Since that time, the greater occultation of the Twelfth Imam has been
in force and will last until God commands the Twelfth Imam to manifest himself
on earth again along with return of Christ. The Shiites believe that during the
occultation of the Twelfth Imam, he is spiritually present. Some believe that he
is materially present as well, and he is besought to reappear in various
invocations and prayers. His name is mentioned in wedding invitations, and his
birthday is one of the most jubilant of all Shiite religious observances.
Gradually, the
Iranians began to break away from Abbasid control and a series of local
dynasties appeared. The same process was repeated in the West. Spain broke away
in 756, Morocco in 788, Tunisia in 800, and Egypt in 868. In Iraq there was
trouble in the south. In 869, a state of black slaves known as Zanj was founded.
The Zanj brought a large part of southern Iraq and southwestern Iran under their
control and in the process enslaved many of their former masters, until their
rebellion was finally put down in 883.
In addition to
the cleavages between Arabs and Iranians and between Sunnis and Shiites, the
growing prominence of Turks in the Abbasid military and in political affairs
gave cause for discontent and rivalry at court. The Abbasid caliphs began
importing Turks as slave-warriors (Mamluks)
early in the ninth century.
The Mamluks
gradually began to occupy high positions at court. By the tenth century, the
Turkish commanders, no longer checked by their Iranian and Arab rivals at court,
were able to appoint and depose caliphs and the political power of the caliphate
became fully separated from its religious function. The Mamluks, however,
continued to permit the caliphate to continue because of the importance of the
office as a symbol for legitimizing claims to authority.
In 945, after
subjugating western Iran, a Shiite military family known as the Buwayhids
occupied Baghdad. The Buwayhids continued to permit Sunni Abbasid caliphs to
ascend to the throne. However, the humiliation of the caliphate at being
manipulated by Shiites, and by Iranian ones at that, was immense.
The Buwayhids
were ousted in 1055 by another group of Turkish speakers, the Seljuks. The
Seljuks were the ruling clan of the Oghuz Turks, who lived north of the Oxus
River. Their leader, Tughril Beg, turned his warriors first against the local
ruler in Iran. He moved south and then west, conquering but not destroying the
cities in his path. In 1055 the caliph in Baghdad gave Tughril Beg the title of
"King of the East." Because the Seljuks were Sunnis, their rule was
welcomed in Baghdad. They treated the caliphs with respect, but the latter
continued to be only figureheads.
One Seljuk,
Malek Shah, extended Turkish rule to the countries of the eastern Mediterranean,
Asia Minor, and to parts of Arabia. During his rule, Iraq and Iran enjoyed a
cultural and scientific renaissance.
This success is
largely attributed to Malek Shah's brilliant Iranian vizier (prime minister),
Nizam al-Mulk, one of the most skillful administrators in history. An
astronomical observatory was established in which Omar Khayyam did much of his
experimentation for a new calendar, and religious schools were built in all the
major towns. Abu Hameed al-Ghazali, one of the greatest Islamic theologians, and
other eminent scholars were brought to the Seljuk capital at Baghdad and were
encouraged and supported in their work.
After the death
of Malek Shah in 1092, Seljuk power disintegrated. Petty dynasties appeared
throughout Iraq and Iran, and rival claimants to Seljuk rule dispatched each
other. Between 1118 and 1194, nine Seljuk sultans ruled Baghdad; only one died a
natural death. The last Seljuk sultan of Iraq, Tughril (1177-94), was killed by
one of the leader of a newly emerging Turkish dynasty, the Khwarizm shahs, who
lived south of the Aral Sea. Before his successor could establish Khwarizm rule
in Iraq, however, Baghdad was overrun by the Mongol horde in 1258, reducing it
to ruins.
The Mongols
were led by Hulaku Khan, grandson of Genghis Khan, who killed the last
Abbasids’ caliphs. They looted Baghdad, beheaded its intellectuals, destroyed
what was left of Iraq’s canal network, and blotted out all traces of Abbasid
culture. Life in the cities deteriorated, swamps and marshes overtook the
irrigated lands, trade routes moved elsewhere. The power of marauding nomadic
tribes increased and Baghdad lost central control of the region, a trend that
continued into the twentieth century.
After the death
of the last great Mongol khans, Abu Said in 1335, a period of political
confusion ensued in Iraq until a local petty dynasty, the Jalayirids, seized
power. The Jalayirids ruled until the beginning of the fifteenth century.
Jalayirid rule was abruptly checked by the rising power of another Mongol,
Tamerlane (or Timur the Lame, 1336-1405), the prince of Samarkand. In 1401,
Tamerlane sacked Baghdad and massacred many of its inhabitants. Tamerlane killed
thousands of Iraqis and devastated hundreds of towns. Like Hulaku, Tamerlane had
a penchant for building pyramids of skulls. Despite his showy display of Sunni
piety, Tamerlane's rule virtually extinguished Islamic scholarship and Islamic
arts everywhere except in his capital, Samarkand. By the end of the Mongol
period, the focus of Iraqi history shifted from the urban-based Abbasid culture
to the tribes of the river valleys, where it remained until the twentieth
century.
The turbulence
continued until the Ottoman Turks unified the Islamic territories, excluding
Persia, which remained separate and was ruled by the Shiites Safavids. The
Ottoman rule continued until World War I. The Ottoman Empire expanded into the
region of Iraq in the sixteenth century, and for the next 200 years, Iraq became
one of its military playing field.
The Ottomans,
fearing that Shiite Islam would spread to Anatolia (today’s Turkey), sought to
maintain Iraq as a Sunni-controlled buffer state with the Shiites Safavids in
Iran, especially when in 1509 the Safavids, led by Ismail Shah, conquered Iraq.
Thus, in 1535 the Ottomans, led by Sultan Suleyman the Magnificent, conquered
Baghdad from the Safavids. The Safavids reconquered Baghdad in 1623 under the
leadership of Shah Abbas, but they were expelled in 1638 after a series of
military maneuvers by the Ottoman Sultan, Murad IV (4th).
The major
impact of the Safavid-Ottoman conflict on Iraqi history was the deepening of the
Shiite-Sunni rift. Both the Ottomans and the Safavids used Sunni and Shiite
Islam respectively to mobilize domestic support. Thus, Iraq's Sunni population
suffered immeasurably during the brief Safavid reign (1623-38), while Iraq's
Shiites were excluded from power altogether during the longer period of Ottoman
supremacy (1638-1916).
During the
Ottoman period, the Sunnis gained the administrative experience that would allow
them to monopolize political power in the twentieth century. The Sunnis were
also able to take advantage of new economic and educational opportunities while
the Shiites, frozen out of the political process, remained politically impotent
and economically depressed.
By the
seventeenth century, the frequent conflicts with the Safavids had sapped the
strength of the Ottoman Empire and had weakened its control over its provinces.
In Iraq, tribal authority once again dominated. The history of
nineteenth-century Iraq is a chronicle of tribal migrations and of conflict.
The cycle of
tribal warfare and of deteriorating urban life was temporarily reversed with the
reemergence of the Mamluks. In the early eighteenth century, the Mamluks began
asserting authority apart from the Ottomans. Extending their rule first over
Basra, the Mamluks eventually controlled the Tigris and Euphrates river valleys
from the Persian Gulf to the foothills of Kurdistan. For the most part, the
Mamluks were able administrators, and their rule was marked by political
stability and by economic revival. The greatest of the Mamluk leaders, Suleyman
the II (1780-1802), made great strides in imposing the rule of law. The last
Mamluk leader, Dawood (1816-31), initiated important modernization programs that
included clearing canals, establishing industries, training a 20,000-man army,
and starting a printing press.
The
Mamluk period ended in 1831, when a severe flood and plague devastated Baghdad,
enabling the Ottoman sultan, Mahmood II, to reassert Ottoman sovereignty over
Iraq. It was during this period that the languages of a new kind of politics
emerged to regulate power and defined authority and administrative duty, and a
distinct political society began to form in the three provinces of Mousl,
Baghdad, and Basra, owing much to the Ottoman reforms and drawing upon existing
hierarchies of wealth and status.
The reforms,
the emergence of private property, and the tying of Iraq to the world capitalist
market severely altered Iraq's social structure. Tribal sheikhs traditionally
had provided both spiritual leadership and tribal security. Land reform and
increasing links with the West transformed many sheikhs into profit-seeking
landlords, whose tribesmen became impoverished sharecroppers. Moreover, as
Western economic penetration increased, the products of Iraq's once-prosperous
craftsmen were displaced by machine-made British textiles.
The expansion
of the world’s capitalist market, however, did not lead to capitalist
development in Iraq. This under-development resulted from an unequal exchange
between the advanced capitalist countries and the periphery. The outcome of
increased trade with Europe led to the growth of a dependant agrarian
bourgeoisie in Iraq. This class was producing for the world market by using
pre-capitalist methods of production and abundant cheap labor.
The most deeply
ingrained conflict was the competition between the tribes and the cities for
control over the food-producing flatlands of the Tigris and the Euphrates
rivers. The centralization policies of the Ottoman government constituted a
direct threat to the nomadic structure and the fierce fighting spirit of the
tribes. In addition to tribal-urban conflicts, the tribes fought among
themselves. The cities also were sharply divided, both according to occupation
and along religious lines. The various guilds resided in distinct, autonomous
areas, and Shiite and Sunni Muslims rarely intermingled.
The tribes had
their own laws and did not follow the Ottoman Sharia (Islamic law). They were
nomadic as well as settled, sharing communal, egalitarian, and warlike
characteristics, and were continually shadowed by the possibility of war with
neighboring tribes or with the central authorities. The tribes had internal
variations as well as different external relations with other social groups.
There were no fixed social characterization of the tribes simply because they
were tribes. These characteristics differed from tribe to tribe, depending on
their economic and internal social organization, as well as their locations
within the larger power structure.
After the
establishment of steam navigation between Bombay and Basra in 1860s, especially
after the opening of the Suez Canal in the 1870s, Iraq started to witness
dramatic change as trade with Europe increased. The route to Europe was reduced
from 14,000 miles to 10,000, effecting sea trade and agriculture in Iraq. This
helped in the secularization of society and the rationalization of the economy
and the emergence of the Iqta system.
The Iqta system
(Arabic for feudalism) was founded on the exploitation of the peasantry by a
feudal class composed of tribal chieftains, town merchants, and government
officials. Iqta was distinctive of the tribal communities in both the south and
Kurdish north. In the south, it was limited to the fertile irrigated zone of
lower Iraq, the locus for agriculture expansion. In larger cities
entrepreneurial class of merchants and city landowners managed to establish
control and improve production by modernizing production.
Iqta was
organized around production for a capitalist market. It did not achieve the
production levels of advanced capitalist agriculture. Mainly, it was based on
large estates and exploitative sheikh-sharecropper relations. It increased
output through extensive expansion of agricultural lands, and by intensification
of peasant exploitation, blocking economic growth in agriculture.
Western
Colonization and the Emergence of the Iraqi Nation-State
British interest in Iraq significantly increased when the Ottomans granted
concessions to Germany to construct railroad lines from Konya in southwest
Turkey to Baghdad in 1899 and from Baghdad to Basra in 1902. The British feared
that a hostile German presence in Iraq would threaten vital lines of
communication to India via Iran and Afghanistan, menacing British oil interests
in Iran and perhaps even India itself.
In 1914 when
the British discovered that Turkey was entering the war on the side of the
Germans, British forces from India landed at al-Faw Peninsula in southern Iraq
and moved rapidly toward Basra. By March 1917 the British captured Baghdad.
Advancing northward, the British took Mosul in early November 1918. As a result
of the victory at Mosul, British authority was extended to all thee Iraqi
provinces of Basra, Baghdad, and Mosul.
At the 1919
Paris Peace Conference, under Article 22 of the League of Nations Covenant, Iraq
was formally made a Class-A mandate entrusted to Britain. This award was
completed on April 25, 1920, at the San Remo Conference in Italy.
The British
were confronted with Iraq's age-old problems, compounded by some new ones.
Villagers demanded that the tribes be restrained, and tribes demanded that their
titles to tribal territories be extended and confirmed. Merchants demanded more
effective legal procedures, courts, and laws to protect their activities and
interests.
The most striking problem facing
the British was the growing anger of the nationalists, who felt betrayed at
being accorded mandate status. The nationalists soon came to view the mandate as
a flimsy disguise for colonialism. The exclusion of Iraqis from administrative
posts added humiliation to Iraqi discontent. Ethnic
groups such as the Kurds and the Assyrians, also hoped for their own autonomous
states.
When the news
of the mandate reached Iraq in late May 1920, the Shiite leader Imam Shirazi
issued a fatwa (a religious decree), and called for a jihad against the
British. The country was in a state of anarchy for three months. The British
restored order only with great difficulty and with the assistance of Royal Air
Force bombers. For the first time, Sunnis and Shiites, tribes and cities, were
brought together in a common effort. This constituted an important first step in
the long process of forging a nation-state out of Iraq's conflict-ridden social
structure.
The revolt
convinced the British administration not to deal directly with the cultivators
and to support the tribal houses because many of the larger tribes refused to
participate in the revolt. From 1920 on, the British colonial office took
systematic measures to legitimate the power of the shakily class and its claim
to the land. The sheikhs were awarded seats in the first parliament of 1924,
cementing their alliance with the mandate state while not hesitating from using
force to bring the cultivating class to submission.
The British
occupation of the three Ottoman provinces of Basra, Baghdad and Mosul and their
subsequent consolidation into the new state of Iraq under a League of Nations
Mandate radically changed the political worlds of the inhabitants of these
territories. The history of the new Iraqi state began as such, not simply as the
history of the state’s formal institutions, but as the histories of all those
who found themselves drawn into the new regime of power.
The
impact of such penetration on the indigenous social and demographic structure
was tremendous. Western influence first took the initial form of transportation
and trading links and the switch from tribal-based subsistence agriculture to
cash crop production, mostly dates, for export. As this process accelerated, the
nomadic population decreased both relatively and in absolute numbers and the
rural sedentary population increased substantially, particularly in the southern
region.
The history of the
state, therefore, is in part a history of the strategies of cooperation,
subversion and resistance adopted by various Iraqis trying to come to terms with
the force the state represented. It has
also been a history of the ways the state transformed those who tried to use it.
These different forms of engagement over the years shaped the politics of Iraq
and contributed to the composite narrative of Iraq’s modern history.”
Narratives that
had made sense of people’s lives in one setting were being overtaken by
changed circumstances as the emerging state became the vehicle for distinctive
ideas and forms of order, prefigured by, but not necessarily identical to those
of the late Ottoman state. The Iraqi state became a new center of gravity,
setting up or reinforcing the structures that shaped a distinctively Iraqi
politics.
One feature of
the new state that was apparent was the absence of any Shiite appointees to
senior administrative positions. The old Sunni-dominated order of Ottoman times
was re-established and the Shiites had largely been excluded from the
administrative levels.
Administratively,
the new state began to take shape. But the issue of its constitutional form was
not resolved. This led to the convening of the Cairo Conference in March 1921 by
Winston Churchill, the newly appointed colonial secretary entrusted with
Iraq’s affairs. A large delegation from Baghdad attended the conference and
the decision was taken to establish a kingdom of Iraq.
At the Cairo
Conference of 1921, the British set the parameters for Iraqi political life.
They chose Prince Faisal of Hijaz as Iraq's first King. The British also
established an indigenous Iraqi army. To confirm Faisal as Iraq's first monarch,
a one-question referendum was carefully arranged that had a return of 96 percent
in his favor.
As a
counterforce to the nationalistic inclinations of the monarchy and as a means of
insuring the king's dependence, the British cultivated the tribal sheikhs. While
the new king sought to create a national consciousness, to strengthen the
institutions of the emerging state, and especially to create a national
military, the tribal sheikhs supported a fragmented community and sought to
weaken the coercive power of the state. A major goal of the British policy was
to keep the monarchy stronger than any one tribe but weaker than a coalition of
tribes so that British power would ultimately be decisive in arbitrating
disputes between the two.
In doing so,
the British-created a monarchy that suffered from a chronic legitimacy crisis.
To begin with, the concept of a monarchy was alien to Iraq. Second, despite his
Islamic and pan-Arab credentials, Faisal was not an Iraqi, and, no matter how
effectively he ruled. Iraqis saw the monarchy as a British creation. The
continuing inability of the government to gain the confidence of the people
fueled political instability well into the coming decades.
Because Iraq's
newly established political institutions were the creation of a foreign power,
and because the concept of democratic government had no precedent in Iraqi
history, the politicians in Baghdad lacked legitimacy and never developed deeply
rooted constituencies. Thus, despite a constitution and an elected assembly,
Iraqi politics were more a shifting alliance of personalities and cliques than a
democracy in the Western sense.
Once the
monarchic oligarchy was established and social groups sympathetic to the British
were firmly in power, British mandate rule over Iraq was no longer necessary. In
1932, British rule was officially terminated. And, under the Iraq-British
Treaty, Iraq was internationally recognized as sovereign. However, the British
continued to exert power through the monarchic oligarchy.
The declaration
of statehood and the imposition of fixed boundaries triggered an intense
competition for power in the new entity. Sunnis and Shiites, cities and tribes,
sheikhs and tribesmen, Assyrians and Kurds, pan-Arabists and Iraqi nationalists,
all fought vigorously for places in the emerging state structure. Ultimately,
lacking legitimacy and unable to establish deep roots, the British-imposed
political system was overwhelmed by these conflicting demands.
The monarchy's
ability to deal with tribal unrest suffered a major setback in September 1933,
when King Faisal died while undergoing medical treatment in Switzerland.
Faisal’s reign, which lasted twelve years, was marked by his attempt to give
some strength to an office characterized by its weakness. He was sovereign of a
state that was itself not sovereign.
Faisal was
succeeded by his twenty-one-year-old son, Ghazi, an ardent but inexperienced
Arab nationalist. Unlike his father, Ghazi was a product of Western education
and had little experience with the complexities of Iraqi tribal life.
Increasingly, the nationalist movement saw the monarchy as a British puppet.
Iraqi politics during Ghazi's reign degenerated into a meaningless competition
among narrowly based tribal sheikhs and urban notables that further eroded the
legitimacy of the state and its constitutional structures.
During the 1930s and 1940s, Iraq earned the dubious distinction of being
the first Arab country to experience a military coup. Between 1936 and 1941,
Iraqi Army officers, aided by civilian politicians, launched seven military
coups, not against the king, but against one another and against the civilian
population.
In April 1939,
Ghazi was killed in an automobile accident and was succeeded by his infant son,
Faisal II. Ghazi's first cousin, Abdul Ilah, was made regent.
Accumulated
grievances against the monarchy climaxed in the 1948 uprising. The uprising was
a protest against the Portsmouth Treaty of January 1948 between Iraq and Britain
and its provision that a board of Iraqis and British be established to decide on
defense matters of mutual interest. The uprising also was fueled by widespread
popular discontent over rising prices, by an acute bread shortage, and by the
regime's failure to liberalize the political system.
In 1952 the
depressed economic situation, which had been exacerbated by a bad harvest and by
the government's refusal to hold direct elections, triggered large-scale
anti-regime protests. The protests turned especially violent in Baghdad. In
response, the government declared martial law, banned all political parties,
suspended a number of newspapers, and imposed a curfew.
In 1958 King
Hussein of Jordan and Iraq’s Regent Abdul Ilah proposed a union of the
Hashimite monarchies of Jordan and Iraq in order to counter the recently formed
Egyptian- Syrian union. At this point, the Iraqi monarchy found itself
completely isolated. The government was able to contain the rising discontent
only by resorting to even greater oppression and to tighter control over the
political process. The combination of all these factors enabled the Free
Officers Organization in the Iraqi military to ride the public sentiments
against the monarchy, lead a coup on July 14, 1958, topple the monarchy and
established the Republic of Iraq.
The seizure of
power was possibly quicker than any of the Free Officers had anticipated. By the
same token, they found themselves in command of the massive financial and
administrative resources of the state. The ease of the transfer of power
encouraged different thoughts among the Free Officers who soon discovered the
immense powers of patronage conferred upon them.
The 1958 coup
radically altered Iraq’s social structure, destroying the power of the landed
sheikhs and the absentee landlords while enhancing the position of the urban
workers, the peasants, and the middle class. In altering the old power
structure, however, the coup revived long-suppressed sectarian, tribal, and
ethnic conflicts. The strongest of these conflicts were those between Kurds and
Arabs and between Sunnis and Shiites.
The coup and
the coming to power of Qasim also altered Iraq’s military orientation.
Disagreement with the British and with the Western world’s stance on Iraqi
nationalism issues, and growing pan-Arab sentiment led Qasim to abrogate a pact
that was formed between the former monarchic regime and pro-Western governments
in the region, and to turn Iraq to the Soviet Union for arms.
Since
majority of Iraqis between 1918 and 1958 were divorced from the political
process, and the process itself failed to develop procedures for resolving
internal conflicts other than rule by decree and the frequent use of repressive
measures, the formative experiences of Iraq’s post-1958 political leadership
centered on government activity that have been veiled in secrecy. Furthermore,
because the country lacked deeply rooted national political institutions,
political power was also monopolized by a small elite, the members of which were
often bounded by close family or tribal ties.
In March 1959,
a group of disgruntled Free Officers, who came from conservative, well known,
Arab Sunni families and who opposed Qasim's increasing links with the
communists, attempted a coup. The ill-planned coup attempt never really
materialized and, in its aftermath, the communists’ massacred some Iraq-Arab
nationalists and some well-to-do Mosul families, leaving deep scars that proved
to be very slow to heal.
With communist
fortunes riding high, another large-scale show of force was planned in Kirkuk,
where a significant number of Kurds (many of them either members of, or
sympathetic to, the ICP) lived in neighborhoods contiguous to a Turkoman upper
class. There, the communists’ rallies got out of hand, a bloody battle ensued,
and the Kurds looted and killed many Turkomans. The violence led Qasim to crack
down on the communists by arresting some of the more unruly rank-and-file
members of the ICP and by temporarily suspending the People's Resistance Force.
Following the
events at Mosul and at Kirkuk, the Baath Party decided that the only way to
dislodge the Qasim regime would be to kill Qasim. Saddam Hussein, a junior Baath
Party member, carried out the attempted assassination along with other Baathists,
which injured Qasim but failed to kill him. Qasim reacted by softening his
stance on the communists and by suppressing the activities of the Baath and
other nationalist parties. Saddam's handlers were an Iraqi dentist working for
CIA and the assistant military attaché at the Egyptian Embassy, who was also an
Egyptian intelligence officer.
After the failed assassination attempt on Qasim,
Saddam left Tikreet and crossed the Iraqi borders into Syria, where Egyptian
intelligence agents transferred him to Beirut. While in Beirut, the CIA paid for
Saddam's apartment and put him through a brief training course. The agency then
helped him get to Cairo where he was installed in an apartment in the upper
class neighborhood of Dukki and spent his time playing dominos in the Indiana
Café, guarded by CIA and Egyptian intelligence operatives.
While in Cairo, Saddam was making frequent visits to
the American Embassy where CIA specialist Miles Copeland and CIA station chief
Jim Eichelberger were in residence. The embassy then pushed the Egyptians to
raise Saddam’s monthly allowance, a gesture not appreciated by Egyptian
officials since they knew of Saddam's CIA connection.
Seeking new Soviet arms, threatening Western oil interests in Iraq, resuming old quarrel with Kuwait, talking openly of challenging the dominance of America in the Middle East all had Washington to regard Qasim as a dangerous leader who must be removed.
Encouraged
by the CIA, a full-scale fighting broke out between Kurdish guerrillas and the
Iraqi army in September 1961. The army did not fare well against the seasoned
Kurdish guerrillas, many of whom had deserted from the army. By the spring of
1962, Qasim's inability to contain the Kurdish insurrection had further eroded
his base of power. The growing opposition was now in a position to plot his
overthrow.
Britain and Egypt backed the American intervention
for a coup against Qasim, while other United States allies, chiefly France and
Germany resisted. In Cairo, Damascus, Tehran and Baghdad, American agents
marshaled opponents of the Iraqi regime. Washington set up a base of operations
in Kuwait, intercepting Iraqi communications and radioing orders to rebels. The
United States also armed the Kurdish insurgents in their fight against the
government.
As its instrument, the CIA chose the authoritarian Baath Party to lead the coup. During the 1960s, the Baath still was a relatively small political faction and had little influence in the Iraqi Army. Nevertheless, the party was able to align itself with other anti-Qasim forces that had some influence within the army, making itself a viable vehicle to carry on the coup. On February 8, 1963, Qasim was eventually overthrown. Qasim himself and his lieutenant were killed in a summary execution, along with thousands of Iraqi communists. Robert Komer, a National Security Council aide, wrote to President Kennedy the day of the takeover and stated that the coup was “a gain for our side."
Upon assuming power, the Baath established the
National Council of Revolutionary Command as the highest policy- making body and
appointed al-Bakr as prime minister and Arif as president.
The Baath, however, was having difficulty in holding
on to power. Nevertheless, the United States continued supporting the new Baath
regime in exchange for information on Soviet military tank T-54 and Soviet
fighter jet MiG-21. The US also sent arms to the new regime that it used against
the Kurdish insurgents that the United States had backed against Qasim and later
abandoned. Western corporations like Mobil, Bechtel and British Petroleum
started to do business with Baghdad for American firms, their first major
involvement in Iraq.
By supporting the 1963 coup, the CIA fatally weakened the prospects for Iraqi democracy. As a reward for America’s support, the 1963 coup leaders declared that the rights of the American oil companies in Iraq would be respected and that they would be permitted to continue their operations.
Because of its lack of unity, President Arif was able
to outmaneuver the Baath and expel it from government in November 1963. It was
not until 1968 that the Baath reclaimed political power through another military
coup. This time, the Baath institutionalized its rule by formally issuing a
Provisional Constitution in July 1970.
From the outset, the Baath Party prepared itself for
the task of containing and defeating any attempts at popular revolt and true
democratic changes. Most notable in this regard was the emergence of the
Tikreeties, Sunni Arabs from the northwest town of Tikreet. The Baath was
reorganized under the direction of Bakr as president with Saddam as his deputy.
Although Bakr was the older, by 1969 Saddam clearly had become the moving force
behind the party.
Under the Baath regime, Iraq's society was undergoing
profound and rapid social change that had a definite urban focus. As the country
witnessed a growing involvement with the world market and particularly the
commercial and administrative sectors, the growth of a few urban centers,
notably Baghdad and Basra, became astounding.
In order to finance its economic and social programs,
the Baath nationalized Iraq’s oil in 1972. This maneuver alarmed the United
States as it watched Iraqi oil once again becoming a destabilizing force in the
region. With the United States and the West
increasingly becoming dependent on foreign oil, the subject of leaving such
vital commodity to the whims of the Baathists was too risky. The Arab oil
embargo of 1973 also helped in shifting the United States policy in the Middle
East toward direct involvement through the use of US military force if needed.
The United States once again began to
support the local Kurds (through Iran) in order to exert pressure on the Baath
government in Iraq. The aim was not to topple the Baath regime but to change its
orientation toward the West and ensure US vital interests in Iraqi oil.
In March 1974 the Baath implemented the
Kurdish autonomy law. Protesting against the exclusion of the oil-rich areas of
Kirkuk, Sinjar, and Khanaquine from the Kurdish region and encouraged by the CIA
and the Shah of Iran, the Kurds led an insurgency in northern Iraq against the
Baath regime.
The regime responded with the use of force and
fighting resumed in northern Iraq between the Kurdish militia and the Iraqi
Army. Then on March 6, 1975, Saddam signed an
agreement with the Shah, promising to resolve Iraq’s borders problems with
Iran in exchange for both countries to end all infiltration of a subversive
nature. Almost immediately, Iraqi forces went on the offensive and
defeated the Kurdish militia, which was unable to hold out without Iranian
support. Under an amnesty plan, about 70 percent of the militia surrendered to
the Iraqis. Some remained in the hills of Kurdistan to continue fighting, and
about 30,000 crossed the border to Iran to join the civilian refugees, estimated
between 100,000 and 200,000.
After the collapse of the Kurdish uprising in 1975,
the Baath ended its tactical alliance with the ICP. With the Kurds and Communist
out of political picture, the Baath ended all forms of political participatory
and manipulated power absolutely, sustaining it with terror and force. In this
endeavor, it was helped by the enormous rise in oil revenues. A substantial
proportion of these revenues went to strengthen the state machinery,
especially the organs of repression, intelligence and propaganda.
In February 1979, the Shah was overthrown
by an Islamic revolution led by Khomeini. The rise of an Islamic republic in the
Shiite-majority Iran under Khomeini provoked militancy among Iraqi Shiites, to
the extent that Saddam acted severely against them, much to the unease of the
older President Bakr. The differences between Bakr and Saddam on how to tackle
the Shiites problem became problematic.
On June 10, 1979 Saddam submitted a list
of Shiite activists to be executed to President Bakr for his signature. Besides
the leaders of the Shiite activists, the list included a number of senior
military officers. When Bakr objected to the inclusion of officers, he found
himself under house arrest. Some weeks later he resigned on “health
grounds.” On July 16, 1979, Saddam became president of Iraq.
Saddam’s rise to power, and ultimately to the
presidency was due to both calculated efforts on his part and the role of luck
of being at the right time in the right place. Once
Saddam overthrew Bakr and took full control of Iraq, his all-encompassing
influence over the Baath Party and Iraq became cemented as of day one. A
personality cult of awesome proportions was created around him, portraying him
as the representative of all the people of Iraq, both in their particular
identities as members of different communities, and their common condition as
subjects of the Iraqi government. National institutions were created to sustain
the national myths.
But behind the picture of stability, the dictatorship
was isolated from the people under its rule. Its growing resort to mass executions, arrests and torture, murder of political opponents both in Iraq and abroad,
exposed its lack of confidence in its ability to stay in power without terrorist
methods.
Saddam spent enormous amount of Iraq’s oil wealth
on importing the latest technology of coercion and in building a highly
sophisticated surveillance system. This system consisted of massive armed
forces, a private militia, and a secrete police service, to bolster and maintain
his leadership.
With this system of coercion and in the absence of
participatory politics, force became the convenient method of solving conflicts,
both on local and international levels. On the domestic scene, coercion ranging
from forced migration, mass deportation, and execution to imprisonment and
torture was commonly used against organized resistance groups and ordinary
people. On the international level, force also was used as the solution to
conflict.
The society of Iraq’s Saddam, unlike that of other
Third World countries, evolved by compromising people in the violence of the
Baath, by sucking them into the agencies of the secrete police, army, and
militia. The role of fear in Iraq can only be understood from this standpoint.
Once masses of people actively engaged themselves to
absorb into their individual and collective view of the world not only a set of
empty abstractions about what caused what but also a caricature-like
“appearance” of those abstractions in the form of demons onto which they
clutched, all ingrained distinctions between truth or falsity of what they
experienced and felt began to break down. The result was a very vulnerable
populace, unable to “think” or accumulate experience in dealing with itself,
and consequently more prey than ever to believing the most fantastic lies.
In early 1980, Iran actively began to promote its
revolutionary vision for Iraq. Once Saddam secured
Saudi and Kuwaiti financial support, he ordered the Iraqi troops to invade Iran
on September 23, 1980. His action started an eight-years long war with
Iran, during which massive military and financial aid was poured into Iraq both
from the oil-rich Arab states as well as the West and the United States. The aim
was to use Iraq as a tool in order to curtail the Iranian revolution and prevent
its spread to the oil-rich Arab states.
Iran responded by massive human wave attacks on Iraq
that threatened the overthrow of the Baath regime. This led Saddam to develop
his WMD program in order to offset Iran’s manpower. Saddam’s WMD programs
were aided and made possible by the West and the United States. Saddam’s use
of these weapons against Iranian targets as well as Kurdish insurgency inside
Iraq began as of 1982 and intensified gradually. The West and the United States
chose to turn a blind eye to these practices. In 1989, Iran realized that it was
no longer fighting Iraq only but a network on Western interests, and because of
that it had no realistic chances to win, thereby accepting a cease-fire.
The war crippled Iraq’s economy. To ease his
financial burden, Saddam turned to Kuwait as a cash caw. When Kuwait refused to
aid Saddam once the Iranian threat was neutralized, Saddam ordered his army to
invade Kuwait on August 2, 1990. He was encouraged to do by assurances from
April Glaspie, then US Ambassador to Baghdad, that the United States would not
interfere in the conflict.
In order to shrink Saddam’s military
capacity to pre-Iran/Iraq war in 1980, the US led a coalition of 29 other
countries in order to resize Iraq’s military capacity and restore Kuwait to
the Sabah family in the process. As such, the Gulf war took place in 1991. The
main objective of the war, however, was not to remove Saddam from power, but to
resize his military capacity. To assure the regime’s survival, the Republican
Guards were allowed to leave the Kuwaiti theatre intact in order to crush the
populous uprisings that took place in southern and northern Iraq.
From 1991 until 2003, Iraq was placed
under economic sanctions by the United Nations, aimed at forcing Saddam to
comply with the Gulf War’s seize-fire resolutions, chiefly among them the
destruction of Iraq’s WMD programs. As a result of these sanctions, average
Iraqis were suffering harsh living conditions and nearly three million Iraqi
children died due to malnutrition and disease.
During 12 years of sanctions, only three
groups managed to escape the harshness of the sanctions and their impact. One of
these groups was Saddam and his inner circle that continued to live in lavishing
palaces. The other group was the Kurdish parties, who enriched their bank
accounts by taxing their populous, smuggling oil to Turkey, and receiving aid
from the United States. The third group was the Shiites clergies in Najaf,
headed by Ayatollah al-Sistani, who continued to receive handsome salaries from
the Ministry of Antiquity in Baghdad as well as donations by Iraqi Shiites. The
remaining Iraqis were experiencing deteriorating economic conditions.
The suffering of the Iraqi people was
causing a worldwide reaction against the sanctions and their chief enforcer, the
United States. For many members of the UN Security Council, lifting up the
sanctions on Iraq became a matter of when, rather than how. But, lifting up the
sanctions also would have revived Saddam’s regime. To the United States, this
former stooge was no longer to be trusted and such had to go.
In 2003 and despite worldwide opposition,
the United States invaded Iraq under the pretext of ridding the imminent threat
of Saddam’s WMD. The invasion ousted Saddam and his Baath regime from power,
but it failed to find any WMD. The US then declared itself as an occupying power
of Iraq, supported by the United Nations, the very world body that opposed the
invasion of Iraq and declared the US-led war as illegal.
Post-Saddam Iraq
On May 6, 2003 President Bush issued a classified National Security
Directive creating the Coalition Provisional Authority (CPA) in Iraq and
appointed Ambassador L. Paul Bremer III as head of the CPA, reporting directly
to the President through the Secretary of Defense. On June 28, 2004, the
CPA dissolved itself and Bremer left Iraq in haste, allowing for a non-elected
interim Iraqi government to take hold while protected and guided by the U.S.
military forces in Iraq.
On May 16, 2003 the CPA issued its first regulation in Iraq, in
which it spelled out its authority in no uncertain terms. Section 1 of
that regulation stated: "The CPA is vested with all executive, legislative,
and judicial authority necessary to achieve its objectives, to be exercised
under relevant U.N. Security Council resolutions, including resolution 1483, and
the laws and usages of war. This authority shall be exercised by the CPA
Administrator."
This was a powerful statement, especially for an agency that was
never authorized by Congress and not confirmed by the Senate. The CPA was
also not accountable to Congress for much of spending of Iraqi oil revenue, and
it made very little effort to keep Congress and the public informed about the
its reconstruction plans. Under Paul Bremer, the CPA had the power to run the
Iraqi government ministries, to appoint Iraqi officials and award lucrative
private contracts for reconstruction. It also oversaw local police and set
public curfews in Baghdad.
Bremer inhabited Saddam’s Republican palace, an immense complex
stretching for several kilometers along the banks of the Tigris, in the center
of Baghdad. His offices were situated in the heart of the "green
zone." Everywhere else was the "red zone," and was to be avoided.
It was the isolation and centralization of power inside the Green
Zone that made America seem an occupying rather than a liberating power.
The CPA will be known for its failures than its accomplishments.
This is due to the volume of its negative results and their magnitude. Examples
of the CPA’s negative practices and results in Iraq are its policy of
DeBaathification, its mishandling of Iraqi oil revenue, its creation of a puppet
government and discredited Iraqi Governing Council, its illegal act of
privatizing Iraqi economy, its responsibility for the killings of thousands of
Iraqi civilians, and its dictations to engineer the political structure in Iraq
for years to come.
DeBaathification From the beginning of Bremer's arrival in Iraq, the CPA
consistently misplayed the issue of Iraq's former ruling Sunni group, most of
whom were members of the Baath, but who were also the most able and
knowledgeable administrators in the country. In addition, many able government
employees joined the Baath Party not out of any special political sympathies,
but simply to attain or retain their jobs.
The Sunnis were better educated, more experienced and more unified
than the Shiite majority. Since a U.S. victory eroded their position of
dominance, they were very receptive to the argument that the U.S. government
needed to utilize their expertise in order to ensure a smooth political
transition. Instead, under orders
from Secretary of State Donald Rumsfeld, Bremer tried to get rid of former
Baathists in the Iraqi government by removing the top layers of bureaucracy.
This blunder was also caused by the CPA’s blind support and backing of Chalabi
and the INC.
On May 23, 2003, the CPA dissolved the 400,000 Iraqi Army. This
decree produced a battle-ready cadre of former officers and enlisted men that
resented the US occupation, and left a major security vacuum inside the country.
It was one of the CPA’s biggest mistakes.
The Iraqi army was a highly respected institution in Iraq, which
Saddam Hussein did not trust and used other organizations like the Republican
Guard to spy on. But it was disbanded in an effort to sweep aside any viable
internal leadership and to install "democrats" from Chalabi's Iraqi
Governing Council. The Pentagon thought the United States would arrive to find a
mostly moderate citizenry aching for democracy. What it got was a violent,
lawless, rivalrous society coursing with Islamic extremism. The CPA’s decision
also not to pay the thousands of unemployed soldiers turned out to be dangerous
and was changed fairly soon after the large demonstrations they organized on the
streets of the big cities.
In November 2003, Bremer fired
28,000 Iraqi teachers as political punishment for their former membership in the
Baath Party, fueling anti-U.S. resistance on the ground. The CPA attributed the
firings to "tough, new anti-Baath Party measures" lead by Ahmed
Chalabi, a favorite of administration hawks in the White House and Pentagon.
Bremer's DeBaathification policy
was questionable from the start and echoed by UN envoy Lakhdar Brahimi hinting
that de-Baathification in Iraq was a policy too stridently enforced by US
civilian command.
The Creation of the Iraqi Governing Council (IGC)
The CPA’s second mistake was the creation of the IGC, a puppet advisory body
made up primarily of Iraqi exiles who were agents of the CIA or the Pentagon,
such as Ahmad Chalabi and Iyad Allawi. The IGC was something of a curious
interim creation. It was not an elected government. Bremer and the CPA hammered
the Council together after consultations between factions that supported the
war, and created a body that emphasized Iraq’s ethic divisions instead of its
unity. The IGC handled the staffing of several ministries and, as a result,
cronyism and corruption was rife, with Chalabi putting incompetent, greedy
relatives in charge of at least two ministries.
There was a natural suspicion among many Iraqis of the Council’s
makeup. Although it represented the major groups, and gave the Shiites a slight
majority, some of the Shiites had few roots in the community. The exclusion of
the Sadr Movement, for example, proved to be problematic.
Mishandling Iraqi Oil Revenue The third mistake committed by the CPA was its mishandling
of Iraqi oil revenue. In May 2003, the United Nations Security Council passed
resolution 1483, which gave control of Iraq’s oil revenues and other Iraqi
funds to the CPA on condition that they were spent in the interests of the Iraqi
people and that they were independently monitored.
U.N. Resolution 1483 of May 2003 says that Iraq's oil revenues
should be paid into the Development Fund for Iraq (DFI), that the money be spent
in the interests of the Iraqi people, and that it be independently audited.
Resolution 1483, which created the Development Fund for Iraq in May 2003,
stipulated that the money in the DFI be “used in a transparent manner to meet
the humanitarian needs of the Iraqi people” and called for it to be audited by
independent public accountants approved by the International Advisory and
Monitoring Board. The UN, however, clearly lacks any real enforcement power.
Therefore, the alleged “flagrant breach” and missing billions
notwithstanding, it is unlikely that anyone will ever be charged for robbing
Iraq of billions of dollars.
By December 2003, more than six months after the resolution, this
board had still not met, amid allegations that the CPA was stalling. Then it
took until April 2004 to appoint an auditor, leaving only a matter of weeks to
go through the books before the CPA dissolved itself in June 2004.
Watch dog agencies, such as Christian Aid, believes that this
failure put the CPA in flagrant breach of the UN resolution. Moreover, in the
run-up to the handover, billions dollars were hastily allocated to projects that
did not appear to have been properly planned and that $20 billion of Iraq’s
oil revenues and other funds were unaccounted for.
Other watchdog groups complained about the opaque nature of the
CPA's handling of Iraqi money and the lack of transparency by U.S. and Iraqi
officials. This money may never be tracked down, especially when the CPA is not
around now to be held accountable. Groups critical of the lack of transparency
in the CPA's spending were particularly angry that the CPA was using Iraqi money
to pay for questionable contracts some awarded without a public tendering
process with U.S. companies.
Assessing Iraq’s oil revenues is made extremely difficult because
its oil production is not being metered. The facilities for doing so fell into
disuse during the sanctions period. Oil metering is essential to ensure
accountability over oil revenues. Yet at the end of April 2004, nearly a year
after the CPA started pumping Iraq’s oil, a CPA meeting acknowledged that
metering was nonexistent.
It is impossible to tell with any accuracy what the CPA did with
$20 billion of Iraq’s own money. This also means that the CPA disappeared
without ever having been held accountable for the money. The UN still do not
know exactly how Iraq’s money was earned, on what contracts it was spent, or
whether this spending was in the interests of the Iraqi people, as required by
resolution 1483.
Bremer told the UN that Iraq’s oil money was used to pay for the
wheat purchase program, the currency exchange program, the electricity and oil
infrastructure programs, equipment for Iraqi security forces, and for Iraqi
civil service salaries and ministry budget operations. But the UN does not know
which companies have been paid for which jobs. It only knows the total amounts
and movements in and out of the Development Fund for Iraq (DFI).
Not only the CPA failed to show exactly how it is spent Iraq’s
oil money, but it also failed to be transparent about how it was earning it. A
bald figure, updated every few days, was given for Iraq’s cumulative oil
earnings since the CPA has been running Iraq.
The CPA then nominated KPMG Audit & Risk Advisory Services to
audit the CPA use of the DFI money. The auditor, KPMG, sharply criticized the
CPA for the way it spent more than $11 billion in oil revenues and charged that
the DFI's administration made it "open to fraudulent acts."
The CPA’s own inspector general also found that Bremer's agency
"failed to exercise adequate control over $9 billion in international
aid." For example, the CPA "failed to rein in the cost of housing
government employees at a hotel in Kuwait under a contract with
Halliburton." According to the inspector general's report, Halliburton
booked rooms for CPA officials in the five-star beachfront Hilton in Kuwait at a
cost of $2.8 million.
Despite promises by the CPA to rebuild and expand Iraq's
infrastructure, the country is still not producing as much electricity or as
much oil on a sustained basis as it was just before the war. This is due to a
combination of sabotage by unexpectedly strong insurgency, a lack of adequate
planning and incompetence by the Pentagon and the CPA, and profiteering by big
U.S. companies like Halliburton that captured virtually all of the
reconstruction contracts despite the much greater experience of Iraqi firms.
For example, Iraqi construction companies charge only about a tenth
of what their U.S. counterparts due and Iraqi security guards get less than one
percent of their foreign counterparts for the same work. The average Iraqi is
paid $100 a month while truck drivers from the U.S. are paid $8,000 a month by
Halliburton for work with similar skills.
Privatization The
fourth mistake committed by the CPA was the privatization of Iraqi economy
outside international trade agreements and without the consent of the Iraqi
people and their representatives. The "Privatization Act" was passed
in August 2003 and was intended to help foreign companies pillage Iraq's vital
interests and resources. Little to no details have become public. The most
important conferences related to Iraq's reconstruction contracts were held
abroad to keep the Iraqi media away.
The CPA unveiled in late August 2003 its latest gambit to revive
Iraq's economy by opening the country to outside investment. There was concern
that traditional industries, rendered relatively inefficient by 23 years of war,
sanctions, and under-investment, would quickly be swamped by new factories,
throwing more people out of work in a country where unemployment hovers near
60%.
The market economy was more a political issue than a purely
economic one. The concern was that the privatization plan for the oil industry
would transfer this national asset to foreign hands, and especially to American
hands. Many Iraqis cautioned against the colonization of the oil fields, the
sale of Iraqi assets to Americans and the plundering of Iraqi wealth by
occupiers and again portray oil as the real pretext for war.
On September 19, 2003 Bremer enacted the now infamous Order 39. It
announced that 200 Iraqi state companies would be privatized; decreed that
foreign firms can retain 100% ownership of Iraqi banks, mines and factories; and
allowed these firms to move 100% of their profits out of Iraq. Order 39 violated
the Hague regulations in other ways as well. The regulations state that
occupying powers "shall be regarded only as administrator of public
buildings, real estate, forests and agricultural estates belonging to the
hostile state, and situated in the occupied country. It must safeguard the
capital of these properties.”
Killing Civilians The fifth mistake that was made by the CPA in Iraq was its responsibility for the killings of thousands of Iraqi civilians. The CPA justified these killings as a response to escalating insurgency. However, more innocent civilians were killed by US occupying forces, including women and children, than members of the Iraqi resistance movement.
It was US occupation that caused the insurgency to emerge. Fallujah
residents told reporters that the Americans themselves triggered the birth of
the resistance only two weeks after the fall of Baghdad, when their troops
entrenched in a Fallujah school opened indiscriminate fire against an angry
crowd, killing at least 17 people, including women and children. Bremer then
declared war on local populations, causing thousands civilian victims in Iraq.